Cale M. Smith

BASTION FIDUCIARY

ISLAMORADA, FL

CRD#: 5525448

Professional summary

Cale Michael Smith is a registered financial advisor currently at BASTION FIDUCIARY located in Islamorada, Florida.

Cale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Cale has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cale Michael Smith is the treasurer on board of directors of Florida Keys Electric Cooperative, a provider of electrical power to approximately 30,000 customers in the upper and middle Florida Keys. He is on the board that provides oversight and governance of the Florida Keys Electric Cooperative. He also serves as the treasurer and chair of the finance committee. 25 hours a month are devoted to these duties and 10 percent of total yearly compensation is expected to be derived from this business. Cale Michael Smith is the director on the operating board of Mariner's Hospital. His duties include governance and oversight of the operations at the hospital. This is a voluntary unpaid position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cale Michael Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2025 - Present

BASTION FIDUCIARY

RIA

CRD#: 333420

ISLAMORADA, FL

Past

August 8, 2008 - March 31, 2025

ISLAMORADA INVESTMENT MANAGEMENT, LLP

RIA

CRD#: 146930

ISLAMORADA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASTION FIDUCIARY

BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/9/2025)

IAR

Texas
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2008

Uniform Investment Adviser Law Examination

Current Firm

BASTION FIDUCIARY

BASTION FIDUCIARY | BASTION FIDUCIARY, LLC

CRD#: 333420 / SEC#: 801-131510

RIA

Registered Investment Advisory firm - (11/26/2024 Approved)

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Contact information

Main Address

Islamorada, FL

Mailing Address

Po Box 1133, Islamorada, FL 33036

Phone number

(786) 706-6651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASTION FIDUCIARY FORM ADV PART 2 (9/18/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cale M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cale Michael Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BASTION FIDUCIARY

ISLAMORADA INVESTMENT MANAGEMENT, LLP

Primary Firm SEC Registration

BASTION FIDUCIARY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2008

Current Firm

BASTION FIDUCIARY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BASTION FIDUCIARY

TRUST BUT VERIFY

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