FIND A SAXONY SECURITIES, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at SAXONY SECURITIES, INC.

CRD#: 115547
BD

Looking for a Financial Advisor at SAXONY SECURITIES, INC.?

We have compiled every financial advisor who works at SAXONY SECURITIES, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SAXONY SECURITIES, INC. is located at 11152 S Towne Square, St. Louis, MO 63123 and was first established at Kansas City, Missouri in 07/13/2001. After operating for 25 years, SAXONY SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAXONY SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SAXONY SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAXONY SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAXONY SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAXONY SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for SAXONY SECURITIES, INC. Comes From

Understanding the Statistics for SAXONY SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2
Arbitration
1

FIRM INFORMATION

Main Address
11152 S Towne Square, St. Louis, MO 63123
Mailing Address
11152 S Towne Square, St. Louis, MO 63123
Firm Size
Small
Phone Number
(314) 963-9336
Established
Missouri since 07/13/2001
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SAXONY HOLDINGS, INC.SHAREHOLDER
KLUMP, RYAN CHRISTOPHERPRESIDENT4762698
MATARAZZI, NATHAN DOMENICOFINOP, PFO AND POO4827090
PALOS, KURT ROBERTCHIEF EXECUTIVE OFFICER6063745
PFEIFFER, STEPHANIE ANNCCO2278515

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at SAXONY SECURITIES, INC.

James A Longo JR

James A Longo JR

Jim Longo
IAR
RR
CRD#: 4542543
CFP®: Certified Financial Planner
Location:
Oakbrook Terrace, IL 60181
Company:
CORA CAPITAL ADVISORS
Disclosures:
Experience:
23 years
Kent Scott Skornia

Kent Scott Skornia

IAR
RR
CRD#: 4497076
Location:
St. Louis, MO 63141
Company:
KRILOGY
Disclosures:
Experience:
24 years
Phillip K Knight

Phillip K Knight

IAR
RR
CRD#: 4885562
CFP®: Certified Financial Planner
Location:
Midland, TX 79705
Company:
AMERICANA PARTNERS, LLC
Disclosures:
Experience:
21 years
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.