Brian T. Deegan
Professional summary
Brian T Deegan, who also goes by Brian Thomas Deegan, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian T Deegan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 420 Lexington Avenue 14th & 15th Floor, New York, NY 10170January 1, 2008 - September 27, 2017
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 27, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 24, 2004 - January 1, 2008
A. G. EDWARDS & SONS, INC.
June 11, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2023)
(2/19/2023)
(7/9/2024)
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationSeries 6TO
Date: 1/25/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
