Austin D. Jones

SOLANO WEALTH ADVISORS

FAIRFIELD, CA 94534

CRD#: 7641000

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Professional summary

Austin David Jones is a registered financial advisor currently at SOLANO WEALTH ADVISORS located in Fairfield, California and LPL FINANCIAL LLC located in Fairfield, California.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin David Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2026 - Present

SOLANO WEALTH ADVISORS

Office #1: 1300 Oliver Road Suite 210, Fairfield, CA 94534

RIA

CRD#: 322037

FAIRFIELD, CA

Current

May 29, 2026 - Present

LPL FINANCIAL LLC

Office #1: 1300 Oliver Rd., Ste 210, Fairfield, CA 94534

RIA

CRD#: 6413

FAIRFIELD, CA

Past

June 27, 2023 - June 4, 2026

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Fairfield, CA

Past

March 13, 2023 - June 4, 2026

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

Fairfield, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLANO WEALTH ADVISORS

SOLANO WEALTH ADVISORS | SOLANO WEALTH MANAGEMENT | SOLANO WEALTH INVESTMENT ADVISORS, LLC

CRD#: 322037 / SEC#: 801-130590

RIA

Registered Investment Advisory firm - (7/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/29/2026)

IAR

California
(6/4/2026)

Colorado
(6/8/2026)

Idaho
(6/8/2026)

Montana
(6/8/2026)

Nevada
(6/8/2026)

North Carolina
(6/9/2026)

Oregon
(6/8/2026)

Texas
(6/8/2026)

Washington
(6/8/2026)

West Virginia
(6/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/12/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SOLANO WEALTH ADVISORS

SOLANO WEALTH ADVISORS | SOLANO WEALTH MANAGEMENT | SOLANO WEALTH INVESTMENT ADVISORS, LLC

CRD#: 322037 / SEC#: 801-130590

RIA

Registered Investment Advisory firm - (7/1/2024 Approved)

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Contact information

Main Address

1300 Oliver Road Suite 210, Fairfield, CA 94534

Mailing Address

Phone number

(707) 435-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/9/2026)

FORM ADV PART 2A - FIRM BROCHURE (2/9/2026)

Regulatory assets under management

Total Number of Accounts	740
AUM (Assets Under Management)	$ 331,919,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin D. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin David Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

SOLANO WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2023

Series 7TO

Date: 3/12/2023

SIE

Date: 11/12/2022

FINRA

Current Firm

SOLANO WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLANO WEALTH ADVISORS

TRUST BUT VERIFY

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