AJ

Austin David Jones

SOLANO WEALTH ADVISORS

FAIRFIELD, CA

·CRD# 7641000·4 years registered

About Austin

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

More

Professional Summary

Austin David Jones is a registered financial advisor currently at SOLANO WEALTH ADVISORS located in Fairfield, California and LPL FINANCIAL LLC located in Fairfield, California. Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Austin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

SOLANO WEALTH ADVISORSCurrent·CRD# 322037

RIA

1300 Oliver Road Suite 210, Fairfield, CA 94534

June 4, 2026 - Present

LPL FINANCIAL LLCCurrent·CRD# 6413

RIA

BD

1300 Oliver Rd., Ste 210, Fairfield, CA 94534

May 29, 2026 - Present

Past

FIRST COMMAND ADVISORY SERVICESPast·CRD# 281958

RIA

Fairfield, CA

June 27, 2023 - June 4, 2026

FIRST COMMAND BROKERAGE SERVICES, INC.Past·CRD# 3641

BD

Fairfield, CA

March 13, 2023 - June 4, 2026

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Current Firm

SW

SOLANO WEALTH ADVISORS

SOLANO WEALTH ADVISORS | SOLANO WEALTH MANAGEMENT | SOLANO WEALTH INVESTMENT ADVISORS, LLC

CRD#: 322037 / SEC#: 801-130590

RIA

Registered Investment Advisory firm - SEC (7/1/2024 Approved)

Contact Information

Main Address

1300 Oliver Road Suite 210, Fairfield, CA 94534

Phone Number

(707) 435-8400

# of Employees

7

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (2/9/2026)

FORM ADV PART 2A - FIRM BROCHURE (2/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

740

AUM (Assets Under Management)

$331,919,831

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/2026 - Solano Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/29/2026 2. 06/09/2026 - Solano Wealth Investment Advisors LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/19/2026 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through SOLANO WEALTH INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 06/2026. I expect to spend approximately 160] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SW

SOLANO WEALTH ADVISORS

SOLANO WEALTH ADVISORS | SOLANO WEALTH MANAGEMENT | SOLANO WEALTH INVESTMENT ADVISORS, LLC

CRD#: 322037 / SEC#: 801-130590

RIA

Registered Investment Advisory firm - SEC (7/1/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(5/29/2026)

IAR

California
(6/4/2026)

RR

Colorado
(6/8/2026)

RR

Idaho
(6/8/2026)

RR

Maine
(6/11/2026)

RR

Montana
(6/8/2026)

RR

Nevada
(6/8/2026)

RR

North Carolina
(6/9/2026)

RR

Oregon
(6/8/2026)

RR

Texas
(6/8/2026)

RR

Washington
(6/8/2026)

RR

West Virginia
(6/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2023About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2022About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Austin David Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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