DP
Daniel W. Prevett
STIRLINGSHIRE INVESTMENTS
Berea, KY
CRD#: 7235710
DP
Daniel Wesley PrevettSTIRLINGSHIRE INVESTMENTS
Professional summary
Financial Professional focused on investment management and financial planning. Former Collegiate Athlete, Coach, and Athletic Director who understands how to work together as a team and create a plan of attack for your financial future. With 10+ years of experience in finance and 10+ years in athletics, I am equipped to add value to your plan by: - Quant Investment Research built on a strong Institutional base. - Rollover assistance to put dormant money back to work. - Retirement planning beyond a date in the future. - Customizable Investment Strategies based upon your personal interests. - Consistent communication and availability. Athletic Journey - 4 years of College Basketball annually ranked in the top 10 (NCCAA) - 6 years as College Basketball Assistant Coach with 3 20-win seasons - 3 years as College Basketball Head Coach - 5 years as College Athletic Director/VP Securities offered through Stirlingshire BD LLC, Member FINRA/SIPC. Investment advisory services offered through Stirlingshire RIA LLC, a registered investment adviser.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Prevett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Wesley Prevett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2025 - Present
STIRLINGSHIRE INVESTMENTS
RIA
CRD#: 327779
Berea, KY
Past
May 12, 2025 - November 24, 2025
CAPSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 332360
ANDALUSIA, AL
Past
September 24, 2020 - January 14, 2026
PREVETT FINANCIAL
RIA
CRD#: 307753
BEREA, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC
CRD#: 327779 / SEC#: 801-128665
RIA
Registered Investment Advisory firm - (9/7/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(11/19/2025)
IAR
New York(11/19/2025)
Current Firm
SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC
CRD#: 327779 / SEC#: 801-128665
RIA
Registered Investment Advisory firm - (9/7/2023 Approved)Loading...
Contact information
Main Address
15 W 38th St. #704, New York, NY 10018
Mailing Address
Phone number
(877) 600-7026
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,135 |
| AUM (Assets Under Management) | $ 179,802,588 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
