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Junping Shao

1851 SECURITIES
HARTFORD, CT
·CRD# 7637837·4 years experience

Professional Summary

Junping Shao, who also goes by Junging Shao, Ping Shao, is a registered financial advisor currently at 1851 SECURITIES, INC located in Hartford, Connecticut. Junping is registered as a RR (Registered Representative) and started their career in finance in 2022. Junping has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Junging Shao, Ping Shao

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

1851 SECURITIES, INC·CRD# 153006
BD
One American Row, Hartford, CT 06102
December 2, 2022 - Present

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Current Firm

1S
1851 SECURITIES, INC

1851 SECURITIES, INC

CRD#: 153006 / SEC#: 8-68495
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102

Mailing Address

One American Row, Hartford, CT 06102

Phone Number

(860) 403-5783

Established

Delaware since 01/06/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NSRE BD HOLDCO, LLCPARENT COMPANY—
ANDERSON, STEPHEN FRANCISCHIEF COMPLIANCE OFFICER1181095
BUCKINGHAM, THOMAS MARTINDIRECTOR—
GUAZZELLI, SUSAN LEEDIRECTOR3248683
HOSNER, PETER WILLIAM JRCFO, PFO, POO, FINOP3233909
SHAO, JUNPINGPRESIDENT7637837

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/14/2026)
RR
Connecticut
(7/7/2023)
RR
District of Columbia
(7/14/2026)
RR
Missouri
(9/16/2026)
RR
South Dakota
(2/12/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2024About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Sep 2026About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2022About the SIE exam

Series 24 — General Securities Principal Examination

Passed Sep 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Junping Shao's CRS (Customer Relationship Summary).

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