Susan Lee Guazzelli
Professional Summary
Susan Lee Guazzelli, who also goes by Susan L Guazzelli, is a registered financial advisor currently at 1851 SECURITIES, INC located in Hartford, Connecticut. Susan is registered as a RR (Registered Representative) and started their career in finance in 2012. Susan has worked at 2 firms and has passed the Series 99TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan L Guazzelli
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
1851 SECURITIES, INC
Contact Information
Main Address
One American Row, Hartford, CT 06102Mailing Address
One American Row, Hartford, CT 06102Phone Number
(860) 403-5783Established
Delaware since 01/06/2010Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2012About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Susan Lee Guazzelli's CRS (Customer Relationship Summary).
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