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Peter William Hosner Jr

1851 SECURITIES
HARTFORD, CT
·CRD# 3233909·27 years experience

Professional Summary

Peter William Hosner JR, who also goes by Pj Hosner, is a registered financial advisor currently at 1851 SECURITIES, INC located in Hartford, Connecticut. Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 4 firms and has passed the Series 99TO, SIE, Series 6 and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pj Hosner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

1851 SECURITIES, INC·CRD# 153006
BD
One American Row, Hartford, CT 06102
January 30, 2018 - Present
SAYBRUS EQUITY SERVICES, LLC·CRD# 153319
BD
Hartford, CT
May 8, 2019 - September 23, 2021
1851 SECURITIES, INC·CRD# 153006
BD
East Greenbush, NY
September 24, 2010 - June 2, 2017
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
East Greenbush, NY
February 4, 2009 - September 22, 2010
VP DISTRIBUTORS, LLC·CRD# 3036
BD
East Greenbush, NY
June 10, 1999 - February 4, 2009

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Current Firm

1S
1851 SECURITIES, INC

1851 SECURITIES, INC

CRD#: 153006 / SEC#: 8-68495
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One American Row, Hartford, CT 06102

Mailing Address

One American Row, Hartford, CT 06102

Phone Number

(860) 403-5783

Established

Delaware since 01/06/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NSRE BD HOLDCO, LLCPARENT COMPANY—
ANDERSON, STEPHEN FRANCISCHIEF COMPLIANCE OFFICER1181095
BUCKINGHAM, THOMAS MARTINDIRECTOR—
GUAZZELLI, SUSAN LEEDIRECTOR3248683
HOSNER, PETER WILLIAM JRCFO, PFO, POO, FINOP3233909
SHAO, JUNPINGPRESIDENT7637837

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1999About the Series 6 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Mar 2018About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter William Hosner JR's CRS (Customer Relationship Summary).

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