Ty E. Zimmerman

VANGUARD MARKETING

MALVERN, PA 19355

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CRD#: 7633189

Professional summary

Ty Eugene Zimmerman, who also goes by Ty Zimmerman, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Ty is registered as a RR (Registered Representative) and started their career in finance in 2022. Ty has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Ty Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WET YOUR WHISTLE BEVERAGE POSITION: Stocker/cashier/delivery driver NATURE: Accommodation, Hospitality and Food Service INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2022 ADDRESS: 1136 Federal Street, Lebanon PA 17042, United States DESCRIPTION: stocking shelves, working the register, running deliveries

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ty Eugene Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2026 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

MALVERN, PA

Past

November 14, 2024 - September 4, 2026

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

CAMP HILL, PA

Past

November 14, 2024 - September 4, 2026

LPL ENTERPRISE, LLC

CRD#: 8733

CAMP HILL, PA

Past

April 5, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CAMP HILL, PA

Past

December 16, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

CAMP HILL, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/8/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 4/3/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 8/19/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE VANGUARD GROUP, INC.	PARENT COMPANY
BENDL, JOHN WESLEY	DIRECTOR, SENIOR VICE PRESIDENT	6931980
BOATENG, AMMA ACHEAMPOMAA	DIRECTOR, SENIOR VICE PRESIDENT	4677078
BRANCATO, MATTHEW CLARK	DIRECTOR, VICE PRESIDENT	6220380
JAMES, JOHN MARK	DIRECTOR, SENIOR VICE PRESIDENT	5594356
KADJESKI, ANDREW MICHAEL	PRESIDENT, DIRECTOR, CEO	4708335
PANTALONE, SALVATORE L JR	PRINCIPAL FINANCIAL OFFICER	2887373
PETTY, DAVID	VICE PRESIDENT	5684895
ROTENBERG, JOANNA MICHELLE	DIRECTOR, SENIOR VICE PRESIDENT	7559067
SCHADL, JOHN EDWARD	DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL	6931790
STEWART, MARC CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2688699
TRETTER, MATTHEW ANTHONY	PRINCIPAL OPERATIONS OFFICER	5956530

Disclosures

Regulatory Event	51
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ty E. Zimmerman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ty Eugene Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 4/3/2023

Series 7TO

Passed: 12/16/2022

SIE

Passed: 8/19/2022

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANGUARD MARKETING CORPORATION

TRUST BUT VERIFY

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