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CRD#: 7452
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VANGUARD MARKETING CORPORATION is located at 100 Vanguard Blvd, Malvern, PA 19355 and was first established at Philadelphia, Pennsylvania in 04/21/1977. After operating for 49 years, VANGUARD MARKETING CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VANGUARD MARKETING CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. VANGUARD MARKETING CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VANGUARD MARKETING CORPORATION are registered to handle securities or provide financial advice. The firm has 55 disclosures, 47 being regulatory events, 0 being client events, and 8 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VANGUARD MARKETING CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VANGUARD MARKETING CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VANGUARD MARKETING CORPORATION Comes From

Understanding the Statistics for VANGUARD MARKETING CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
47
Arbitration
8

FIRM INFORMATION

Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Firm Size
Large
Phone Number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY
BENCHENER, MATTHEW JOHNCHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE5569805
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BISORDI, JOHNDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL7526828
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRANCATO, MATTHEW CLARKDIRECTOR, VICE PRESIDENT6220380
JAMES, JOHN MARKDIRECTOR, SENIOR VICE PRESIDENT5594356
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530

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Advisor's working at VANGUARD MARKETING CORPORATION

Andrew Gordon Yorgey

Andrew Gordon Yorgey

IAR
RR
CRD#: 2078576
CFP®: Certified Financial Planner
Location:
Malvern, PA 19355
Company:
VANGUARD ADVISERS, INC.
Disclosures:
Experience:
33 years
View Profile
Russell James Bragg

Russell James Bragg

Russ Bragg, Russell James Bragg Jr, Russell Bragg, Rusty Bragg
IAR
RR
CRD#: 6714252
CFP®: Certified Financial Planner
Location:
Charlotte, NC 28262
Company:
VANGUARD ADVISERS, INC.
Disclosures:
Experience:
9 years
View Profile
Travis Matthew Oconnor

Travis Matthew Oconnor

Travis O Connor, Travis O'connor, Travis M O'connor, Travis Matthew O'connor, Travis M Oconnor, Travis Oconnor, Travis Oconnor
IAR
RR
CRD#: 6673693
Location:
Malvern, PA 19355
Company:
VANGUARD ADVISERS, INC.
Disclosures:
Experience:
9 years
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