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MH

Matthew Hettwer

VERTICAL RESEARCH SECURITIES
STAMFORD, CT 06901
Some features on this profile are disabled
CRD#: 7622697
MH

Professional summary

Matthew Hettwer is a registered financial professional currently at VERTICAL RESEARCH SECURITIES, INC. located in Stamford, Connecticut.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 2 firms and has passed the Series 63, Series 87, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Hettwer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

VERTICAL RESEARCH SECURITIES, INC.

Office #1: 6 Landmark Square Suite 720, Stamford, CT 06901
BD
CRD#: 334696
STAMFORD, CT
Past

September 6, 2022 - April 12, 2023

FISHER INVESTMENTS

RIA
CRD#: 107342
San Mateo, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/22/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 9/5/2025
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7TO
Date: 7/14/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VR
VERTICAL RESEARCH SECURITIES, INC.
VERTICAL RESEARCH PARTNERS, LLC | VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696 / SEC#: , 8-71336

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
6 Landmark Square Suite 720, Stamford, CT 06901
Mailing Address
6 Landmark Square Suite 720, Stamford, CT 06901
Phone number
(203) 276-5671
Established
Connecticut since 02/10/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SPRAGUE, JEFFREY TODDPRESIDENT1655155
KIRSCHENBLATT, CHAD ETHANFINOP2503352
SULPIZIO, DAVID VINCENTCHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER2273755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERTICAL RESEARCH SECURITIES, INC.

CRD#: 334696Stamford, CT 06901

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