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JW

John Warner

AXOM PARTNERS LLC
LEHI, UT 84043
Some features on this profile are disabled
CRD#: 7563006
JW

Professional summary


John Warner, who also goes by John T Warner, Johnny Warner, is a registered financial professional currently at AXOM PARTNERS LLC located in Lehi, Utah.

John is registered as a RR (Registered Representative) and started their career in finance in 2024. John has worked at 3 firms and has passed the Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John T Warner | Johnny Warner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Warner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 5, 2026 - Present

AXOM PARTNERS LLC

Office #1: 3451 N. Triumph Blvd Suite 104, Lehi, UT 84043
BD
CRD#: 328894
LEHI, UT
Past

September 11, 2025 - January 6, 2026

MORGAN STANLEY

BD
CRD#: 149777
Menlo Park, CA
Past

July 31, 2024 - January 6, 2026

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
Menlo Park, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 79TO
Date: 7/31/2024
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


AP
AXOM PARTNERS LLC
AXOM PARTNERS LLC

CRD#: 328894 / SEC#: , 8-71192

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
3451 N. Triumph Blvd Suite 104, Lehi, UT 84043
Mailing Address
3451 N. Triumph Blvd Suite 104, Lehi, UT 84043
Phone number
(801) 753-8686
Established
Delaware since 04/21/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
AXOM PARTNERS HOLDINGS, LLCSOLE MEMBER
BRESSERS, ALAN MICHAELCHAIRMAN4974200
FLEISCHMAN, SAMUEL JAYCHIEF COMPLIANCE OFFICER1860709
HIGHTOWER, BRANDON STAPLEYCEO5840886
RYAN, KIMBERLY ANNFINOP4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AXOM PARTNERS LLC

CRD#: 328894Lehi, UT 84043

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