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JM

Joseph E. Mathioudakis

TWG SECURITIES
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 7552657
JM

Professional summary

Joseph Edward Mathioudakis is a registered financial professional currently at TWG SECURITIES, INC. located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2025. Joseph has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Edward Mathioudakis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2025 - Present

TWG SECURITIES, INC.

Office #1: 175 W. Jackson Blvd. Suite 810, Chicago, IL 60604
BD
CRD#: 143626
Chicago, IL
Past

March 14, 2025 - October 31, 2025

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
Indianapolis, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/6/2025)
RR
Indiana
(11/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/11/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/22/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TWG SECURITIES, INC.
TWG SECURITIES, INC.

CRD#: 143626 / SEC#: , 8-67585

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
175 W. Jackson Blvd. Suite 810, Chicago, IL 60604
Mailing Address
175 W Jackson Blvd. Suite 810, Chicago, IL 60604
Phone number
(312) 356-3000
Established
Delaware since 02/27/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TWG HOLDINGS, INC.100% OWNER
BEHLES, CRYSTAL GAYLEVICE PRESIDENT, SECRETARY5359774
BROWN, SCOTTFINOP, PRINCIPAL FINANCIAL OFFICER6694802
PARROTT, MICHAEL DANETREASURER6036805
WILSON, KORTNEY ROSSPRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER5153931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TWG SECURITIES, INC.

CRD#: 143626Chicago, IL 60604

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