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Michael Dane Parrott

TWG SECURITIES
CHICAGO, IL
·CRD# 6036805·14 years experience

Professional Summary

Michael Dane Parrott is a registered financial advisor currently at TWG SECURITIES, INC. located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

TWG SECURITIES, INC.·CRD# 143626
BD
175 W. Jackson Blvd. Suite 810, Chicago, IL 60604
January 19, 2024 - Present
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Charlotte, NC
February 10, 2014 - August 12, 2014
EDWARD JONES·CRD# 250
RIA
Charlotte, NC
July 9, 2012 - February 1, 2013
EDWARD JONES·CRD# 250
BD
Charlotte, NC
April 26, 2012 - February 1, 2013

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Current Firm

TS
TWG SECURITIES, INC.

TWG SECURITIES, INC.

CRD#: 143626 / SEC#: 8-67585
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

175 W. Jackson Blvd. Suite 810, Chicago, IL 60604

Mailing Address

175 W Jackson Blvd. Suite 810, Chicago, IL 60604

Phone Number

(312) 356-3000

Established

Delaware since 02/27/2007

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TWG HOLDINGS, INC.100% OWNER—
BEHLES, CRYSTAL GAYLEVICE PRESIDENT, SECRETARY5359774
BROWN, SCOTTFINOP, PRINCIPAL FINANCIAL OFFICER6694802
PARROTT, MICHAEL DANETREASURER6036805
WILSON, KORTNEY ROSSPRESIDENT, CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATIONS OFFICER5153931

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(2/27/2024)
RR
Indiana
(12/19/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2024About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2012About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2012About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2025About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Dane Parrott's CRS (Customer Relationship Summary).

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