Kortney Ross Wilson
Professional Summary
Kortney Ross Wilson is a registered financial advisor currently at TWG SECURITIES, INC. located in Chicago, Illinois. Kortney is registered as a RR (Registered Representative) and started their career in finance in 2007. Kortney has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
TWG SECURITIES, INC.
Contact Information
Main Address
175 W. Jackson Blvd. Suite 810, Chicago, IL 60604Mailing Address
175 W Jackson Blvd. Suite 810, Chicago, IL 60604Phone Number
(312) 356-3000Established
Delaware since 02/27/2007Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/10/2018)
(12/17/2018)
(12/17/2018)
(12/11/2018)
(12/11/2018)
(12/27/2018)
(12/10/2018)
(12/19/2018)
(12/11/2018)
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(1/2/2019)
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(3/11/2015)
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(12/12/2018)
(12/17/2018)
(12/12/2018)
(1/2/2019)
(12/12/2018)
(12/11/2018)
(1/7/2019)
(12/12/2018)
(12/11/2018)
(12/13/2018)
(12/12/2018)
(12/11/2018)
(12/10/2018)
(12/26/2018)
(12/14/2018)
(12/12/2018)
(12/10/2018)
(12/11/2018)
(3/11/2015)
(12/18/2018)
(12/10/2018)
(12/10/2018)
(1/7/2019)
(12/12/2018)
(12/14/2018)
(12/11/2018)
(12/14/2018)
(12/11/2018)
(12/11/2018)
(12/11/2018)
(12/10/2018)
(12/11/2018)
(12/10/2018)
(12/18/2018)
(12/14/2018)
(12/11/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2007About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kortney Ross Wilson's CRS (Customer Relationship Summary).
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