John Patrick O'connell
Professional Summary
John Patrick O'connell, who also goes by Jack Patrick O'connell, John Oconnell, is a registered financial advisor currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jack Patrick O'connell, John Oconnell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
Contact Information
Main Address
100 Vanguard Blvd, Malvern, PA 19355Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882Phone Number
(610) 669-1000Established
Pennsylvania since 04/21/1977Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | — |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRESTOWSKI, AMBER LYNN | DIRECTOR, VICE PRESIDENT | 5389204 |
| COSBY, MARY CAROLINE | DIRECTOR, VICE PRESIDENT | 7114773 |
| KADJESKI, ANDREW MICHAEL | PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| ROTENBERG, JOANNA MICHELLE | DIRECTOR, SENIOR VICE PRESIDENT | 7559067 |
| SCHADL, JOHN EDWARD | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 6931790 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
| VALENTE, LAUREN MARIE | DIRECTOR, SENIOR VICE PRESIDENT | 6119944 |
Disclosures
Regulatory Event
52Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/27/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Patrick O'connell's CRS (Customer Relationship Summary).
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