MB
Marcus D. Brown
VANGUARD MARKETING
MALVERN, PA 19355
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CRD#: 7544336
MB
Marcus Devonta BrownVANGUARD MARKETING
Professional summary
Marcus Devonta Brown, who also goes by Marcus Brown, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Marcus is registered as a RR (Registered Representative) and started their career in finance in 2022. Marcus has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Aliases
Marcus Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marcus Devonta Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355BD
CRD#: 7452
MALVERN, PA
Past
November 1, 2024 - May 22, 2025
TITAN GLOBAL TECHNOLOGIES LLC
BD
CRD#: 312379
NEW YORK, NY
Past
April 26, 2024 - July 24, 2024
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
September 20, 2022 - April 5, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MARIETTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/25/2026)
RR
Alaska(9/25/2026)
RR
Arizona(9/25/2026)
RR
Arkansas(9/25/2026)
RR
California(9/25/2026)
RR
Colorado(9/25/2026)
RR
Connecticut(9/25/2026)
RR
Delaware(9/25/2026)
RR
District of Columbia(9/25/2026)
RR
Florida(9/25/2026)
RR
Georgia(9/25/2026)
RR
Hawaii(9/25/2026)
RR
Idaho(9/25/2026)
RR
Illinois(9/25/2026)
RR
Indiana(9/25/2026)
RR
Iowa(9/25/2026)
RR
Kansas(9/25/2026)
RR
Kentucky(9/25/2026)
RR
Louisiana(9/25/2026)
RR
Maine(9/25/2026)
RR
Maryland(9/25/2026)
RR
Massachusetts(9/25/2026)
RR
Michigan(9/25/2026)
RR
Minnesota(9/25/2026)
RR
Mississippi(9/25/2026)
RR
Missouri(9/25/2026)
RR
Montana(9/25/2026)
RR
Nebraska(9/25/2026)
RR
Nevada(9/25/2026)
RR
New Hampshire(9/25/2026)
RR
New Jersey(9/25/2026)
RR
New Mexico(9/25/2026)
RR
New York(9/25/2026)
RR
North Carolina(9/25/2026)
RR
North Dakota(9/25/2026)
RR
Ohio(9/25/2026)
RR
Oklahoma(9/25/2026)
RR
Oregon(9/25/2026)
RR
Pennsylvania(9/25/2026)
RR
Puerto Rico(9/25/2026)
RR
Rhode Island(9/25/2026)
RR
South Carolina(9/24/2026)
RR
South Dakota(9/25/2026)
RR
Tennessee(9/25/2026)
RR
Texas(9/25/2026)
RR
Utah(9/25/2026)
RR
Vermont(9/25/2026)
RR
Virgin Islands(9/25/2026)
RR
Virginia(9/25/2026)
RR
Washington(9/25/2026)
RR
West Virginia(9/25/2026)
RR
Wisconsin(9/25/2026)
RR
Wyoming(9/25/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 4/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Passed: 9/20/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRESTOWSKI, AMBER LYNN | DIRECTOR, VICE PRESIDENT | 5389204 |
| COSBY, MARY CAROLINE | DIRECTOR, VICE PRESIDENT | 7114773 |
| KADJESKI, ANDREW MICHAEL | PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| ROTENBERG, JOANNA MICHELLE | DIRECTOR, SENIOR VICE PRESIDENT | 7559067 |
| SCHADL, JOHN EDWARD | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 6931790 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
| VALENTE, LAUREN MARIE | DIRECTOR, SENIOR VICE PRESIDENT | 6119944 |
Disclosures
| Regulatory Event | 52 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
