Jarrett Smith
Professional summary
Jarrett Smith, who also goes by Jarrett Cutrer Smith, is a registered financial professional currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia.
Jarrett is registered as a RR (Registered Representative) and started their career in finance in 2022. Jarrett has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jarrett Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2023 - Present
GLADSTONE SECURITIES, LLC
Office #1: 1521 Westbranch Drive Suite 100, Mclean, VA 22102May 3, 2022 - March 26, 2023
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2023)
(7/7/2023)
(7/7/2023)
Exams
Series 79TO
Date: 5/3/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GLADSTONE SECURITIES, LLC
CRD#: 127808 / SEC#: , 8-66052
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | |
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
Red Flags
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