Richard John Kent
Professional Summary
Richard John Kent, who also goes by John Kent, R John Kent, Richard J Kent, is a registered financial advisor currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia. Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 7 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Kent, R John Kent, Richard J Kent
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Current Firm
CIRCADIAN PARTNERS LLC | GLADSTONE SECURITIES, LLC
Contact Information
Main Address
1521 Westbranch Drive Suite 100, Mclean, VA 22102Mailing Address
1521 Westbranch Drive Suite 100, Mclean, VA 22102Phone Number
(703) 287-5900Established
Connecticut since 04/07/2003Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | — |
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
State Registrations and Notice Filings
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(4/19/2023)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
(2/8/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Richard John Kent's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
EVERMAY WEALTH MANAGEMENT, LLC
EAGLE STRATEGIES LLC
