Eric D. Bailey

OSAIC WEALTH

SILVER SPRING, MD 20910

CRD#: 1279349

Professional summary

Eric Duranta Bailey, CFP®, who also goes by Eric D Bailey, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Silver Spring, Maryland.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Eric has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric D Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFE INSURANCE WITH BROKERAGE COMPANIES;LIFE SETTLEMENT-1/1/08 TO PRESENT-1 TRADING HOUR; 2) REAL ESTATE/OFFICE SPACE LEASE-NOT INVESTMENT RELEATED-8/1/06 TO PRESENT-2 NONTRADING HOURS PER MONTH. 3) BAILEY WEALTH ADVISORS, LLC 8403 COLESVILLE RD SUITE 845 SILVER SPRING, MD 20910 CATEGORY: INSURANCE/LLC INVESTMENT-RELATED: YES TITLE: AGENT/OWNER DUTIES: ASSIST CLIENTS WITH DISABILITY INSURANCE, FIXED ANNUITIES, LIFE SETTLEMENTS, AND TRADITIONAL LIFE INSURANCE. START DATE: 01/01/2008 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4 4)BAILEY WEALTH ADVISORS, LLC, 8403 COLESVILLE RD, STE 845, SILVER SPRING MD CATEGORY: LEGAL ENTITY/LLC INVESTMENT RELATED: NO TITLE: OWNER DUTIES: ENTITY CREATED FOR BUSINESS EXPENSES AND RESPONSIBILITIES START DATE: 01/2015 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 40

CRS (Client Relationship Summary) - RIA

Click below to view Eric Duranta Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Eric Duranta Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 8403 Colesville Road Suite 845, Silver Spring, MD 20910

RIA

CRD#: 23131

SILVER SPRING, MD

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 8403 Colesville Road Suite 845, Silver Spring, MD 20910

RIA

CRD#: 23131

SILVER SPRING, MD

Past

February 24, 1997 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

SILVER SPRING, MD

Past

January 29, 1997 - April 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 29, 1997 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

SILVER SPRING, MD

Past

October 31, 1984 - January 15, 1997

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/24/2025)

Arizona
(1/24/2025)

California
(1/24/2025)

Colorado
(1/24/2025)

Connecticut
(1/24/2025)

District of Columbia
(1/24/2025)

IAR

District of Columbia
(1/24/2025)

Florida
(1/24/2025)

Georgia
(1/24/2025)

Illinois
(1/24/2025)

Indiana
(1/24/2025)

Kansas
(1/24/2025)

Maryland
(1/24/2025)

IAR

Maryland
(1/24/2025)

Massachusetts
(1/24/2025)

Michigan
(1/24/2025)

Missouri
(1/24/2025)

New Jersey
(1/24/2025)

New York
(1/24/2025)

North Carolina
(1/24/2025)

Pennsylvania
(1/24/2025)

IAR

Pennsylvania
(1/24/2025)

South Carolina
(1/24/2025)

Texas
(1/24/2025)

IAR

Texas
(5/8/2025)

Virginia
(1/24/2025)

IAR

Virginia
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 7/6/1988

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 11/27/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Eric D. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

CRS (Client Relationship Summary) - RIA

Click below to view Eric Duranta Bailey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Eric Duranta Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1984

SIE

Date: 10/1/2018

Series 62

Date: 7/6/1988

Series 22

Date: 11/27/1984

Series 6

Date: 10/30/1984

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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Contact information

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