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John Anthony Dellafiora Jr

GLADSTONE SECURITIES
MCLEAN, VA
·CRD# 5412022·16 years experience

Professional Summary

John Anthony Dellafiora JR, who also goes by Jack Dellafiora, John Dellafiora, is a registered financial advisor currently at GLADSTONE SECURITIES, LLC located in Mclean, Virginia. John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Dellafiora, John Dellafiora

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

GLADSTONE SECURITIES, LLC·CRD# 127808
BD
1521 Westbranch Drive Suite 100, Mclean, VA 22102
February 25, 2010 - Present

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Current Firm

GS
GLADSTONE SECURITIES, LLC

CIRCADIAN PARTNERS LLC | GLADSTONE SECURITIES, LLC

CRD#: 127808 / SEC#: 8-66052
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1521 Westbranch Drive Suite 100, Mclean, VA 22102

Mailing Address

1521 Westbranch Drive Suite 100, Mclean, VA 22102

Phone Number

(703) 287-5900

Established

Connecticut since 04/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE GLADSTONE COMPANIES, INC.SHAREHOLDER—
DELLAFIORA, JOHN ANTHONY JRMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER5412022
GLADSTONE, DAVID JOHNMEMBER, BOARD OF MANAGERS4578897
KENT, RICHARD JOHNMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL3258231
LICALSI, MICHAEL BERNARDMEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY2578298
MARRONE, MICHAEL THOMASFINANCIAL AND OPERATIONS PRINCIPAL4859949

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/9/2016)
RR
Alaska
(5/9/2016)
RR
Arizona
(5/9/2016)
RR
Arkansas
(5/9/2016)
RR
California
(5/9/2016)
RR
Colorado
(2/25/2010)
RR
Connecticut
(5/9/2016)
RR
Delaware
(5/9/2016)
RR
District of Columbia
(2/25/2010)
RR
Florida
(2/25/2010)
RR
Georgia
(5/9/2016)
RR
Hawaii
(5/9/2016)
RR
Idaho
(5/9/2016)
RR
Illinois
(5/9/2016)
RR
Indiana
(5/9/2016)
RR
Iowa
(5/9/2016)
RR
Kansas
(5/9/2016)
RR
Kentucky
(5/9/2016)
RR
Louisiana
(2/25/2010)
RR
Maine
(5/9/2016)
RR
Maryland
(2/25/2010)
RR
Massachusetts
(5/9/2016)
RR
Michigan
(5/9/2016)
RR
Minnesota
(5/9/2016)
RR
Mississippi
(5/9/2016)
RR
Missouri
(5/9/2016)
RR
Montana
(5/9/2016)
RR
Nebraska
(5/9/2016)
RR
Nevada
(5/9/2016)
RR
New Hampshire
(5/9/2016)
RR
New Jersey
(2/25/2010)
RR
New Mexico
(5/9/2016)
RR
New York
(5/9/2016)
RR
North Carolina
(5/10/2016)
RR
North Dakota
(5/9/2016)
RR
Ohio
(2/25/2010)
RR
Oklahoma
(5/9/2016)
RR
Oregon
(5/9/2016)
RR
Pennsylvania
(5/9/2016)
RR
Puerto Rico
(2/25/2010)
RR
Rhode Island
(5/9/2016)
RR
South Carolina
(5/9/2016)
RR
South Dakota
(5/9/2016)
RR
Tennessee
(4/19/2023)
RR
Texas
(5/9/2016)
RR
Utah
(5/9/2016)
RR
Vermont
(2/25/2010)
RR
Virginia
(5/9/2016)
RR
Washington
(5/9/2016)
RR
West Virginia
(5/9/2016)
RR
Wisconsin
(5/9/2016)
RR
Wyoming
(5/9/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2012About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Anthony Dellafiora JR's CRS (Customer Relationship Summary).

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