Samuel A. Beams
Professional summary
Samuel A Beams is a registered financial professional currently at BA SECURITIES, LLC located in Arlington, Virginia.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2024. Samuel has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel A Beams's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
BA SECURITIES, LLC
Office #1: 1300 Wilson Boulevard, Suite 800, Arlington, VA 22209July 1, 2024 - May 14, 2025
EVERGREEN ADVISORS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
(5/15/2025)
(5/15/2025)
Exams
Series 79TO
Date: 7/1/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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