Michael J. Sweeney
Professional summary
Michael John Sweeney, who also goes by Michael Sweeney, is a registered financial professional currently at TRADIER BROKERAGE, INC. located in Charlotte, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2024 - Present
TRADIER BROKERAGE, INC.
Office #1: 3420 Toringdon Way Suite 300, Charlotte, NC 28277Office #2: 3420 Toringdon Way Suite 300, Charlotte, NC 28277February 2, 2022 - June 14, 2023
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2024)
Exams
Series 7TO
Date: 2/2/2022
General Securities Representative ExaminationFINRA
Current Firm
TRADIER BROKERAGE, INC.
CRD#: 104982 / SEC#: , 8-52972
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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