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FIRM PROFILE
Overview
TRADIER BROKERAGE, INC. is located at 3420 Toringdon Way Suite 300, Charlotte, NC 28277 and was first established at Atlanta, Illinois in 09/17/1993. After operating for 32 years, TRADIER BROKERAGE, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRADIER BROKERAGE, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TRADIER BROKERAGE, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRADIER BROKERAGE, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRADIER BROKERAGE, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRADIER BROKERAGE, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRADIER BROKERAGE, INC. Comes From
Understanding the Statistics for TRADIER BROKERAGE, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3420 Toringdon Way Suite 300, Charlotte, NC 28277
3420 Toringdon Way Suite 300, Charlotte, NC 28277
Small
(980) 272-3880
Illinois since 09/17/1993
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at TRADIER BROKERAGE, INC.
Robert Joseph Curry
Noah Fischels
Joseph Theodore Ledrew
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