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Patrick Mac Manus

TRC MARKETS
NEW YORK, NY
·CRD# 7437874·4 years experience

Professional Summary

Patrick Mac Manus is a registered financial advisor currently at TRC MARKETS LLC located in New York, New York and TOWER PRINCIPAL MARKETS LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 2 firms and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

TRC MARKETS LLC·CRD# 171272
BD
120 Broadway 38th Floor, New York, NY 10271
December 10, 2021 - Present
TOWER PRINCIPAL MARKETS LLC·CRD# 319604
BD
120 Broadway 38th Floor, New York, NY 10271
August 1, 2023 - Present

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Current Firm

TP
TOWER PRINCIPAL MARKETS LLC

TOWER PRINCIPAL MARKETS LLC

CRD#: 319604 / SEC#: 8-70919
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464

Mailing Address

111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464

Phone Number

(917) 388-8644

Established

Delaware since 02/24/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TOWER RESEARCH CAPITAL LLCMEMBER—
CONCANNON, SEAN PATRICKPRINCIPAL FINANCIAL OFFICER5364102
ELLMAN, MICHAEL GREGPRINCIPAL OPERATIONS OFFICER & FINOP5574667
MESTER, THOMAS BRENNERCHIEF COMPLIANCE OFFICER2350593
SHEDID, MARWA MAHMOUDCHIEF OPERATING OFFFICER5470002
WILSON, KENNETH NIXONCEO3014927

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Dec 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2021About the SIE exam
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SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Mac Manus's CRS (Customer Relationship Summary).

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