Sean Patrick Concannon
Professional Summary
Sean Patrick Concannon, who also goes by Sean Concannon, is a registered financial advisor currently at TRC MARKETS LLC located in New York, New York and LATOUR TRADING LLC located in New York, New York. Sean is registered as a RR (Registered Representative) and started their career in finance in 2017. Sean has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sean Concannon
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Contact Information
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
TOWER PRINCIPAL MARKETS LLC
Contact Information
Main Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Mailing Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Phone Number
(917) 388-8644Established
Delaware since 02/24/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | — |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sean Patrick Concannon's CRS (Customer Relationship Summary).
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