Kenneth Nixon Wilson
Professional Summary
Kenneth Nixon Wilson, who also goes by Wilson, is a registered financial advisor currently at TRC MARKETS LLC located in Mount Pleasant, South Carolina and TOWER PRINCIPAL MARKETS LLC located in Mount Pleasant, South Carolina. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2000. Kenneth has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wilson
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
TOWER PRINCIPAL MARKETS LLC
Contact Information
Main Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Mailing Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464Phone Number
(917) 388-8644Established
Delaware since 02/24/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | — |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/11/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2011SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kenneth Nixon Wilson's CRS (Customer Relationship Summary).
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