Patrick B. Jacobs

ELEVATION

Charlotte, NC 28211

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CRD#: 7436966

Professional summary

Patrick Byrne Jacobs is a registered financial professional currently at ELEVATION, LLC located in Charlotte, North Carolina.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 1 firm and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Byrne Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2021 - Present

ELEVATION, LLC

Office #1: 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

CRD#: 140341

Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/22/2021)

New York
(11/22/2021)

North Carolina
(11/22/2021)

Exams

State Security Law Exam

Series 63

Date: 11/20/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/21/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 57TO

Date: 2/24/2023

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 10/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/8/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 4

Date: 3/31/2023

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ELEVATION, LLC

ELEVATION SECURITIES | ELEVATION, LLC

CRD#: 140341 / SEC#: , 8-67306

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Mailing Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Phone number

(704) 926-1100

Established

North Carolina since 12/27/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SHEEHAN, PATRICK JAMES	MANAGING MEMBER	2053134
SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST	PASSIVE INVESTOR
BARTON ASSET MANAGEMENT, LLC	PASSIVE INVESTOR
CARTER III, WARREN SMOOT	PARTNER	6751824
HARRIS, MATTHEW CARTER	TRUSTEE	6178227
LUCAS, CLAIRE TOURNE	PASSIVE INVESTOR
LUCAS, HAINES DEMAREST	PASSIVE INVESTOR
LUCAS, JOSIAH CHARLES TRENT	TRUSTEE	6178218
PEAK6 INVESTMENTS, L.P.	PASSIVE INVESTOR
PETERSON, KELSEY CARL III	REGISTERED OPTIONS PRINCIPAL	6684459
SHEEHAN, JOHN MICHAEL BYRNE	PARTNER, CEO	2272269
SILVER, SCOTT MICHAEL	CHIEF COMPLIANCE OFFICER - CCO	2290261

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick B. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Byrne Jacobs's CRS (Customer Relationship Summary).

Certified licenses

Experience

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/2021

Series 3

Date: 4/21/2023

Series 57TO

Date: 2/24/2023

Series 7TO

Date: 10/25/2021

SIE

Date: 10/8/2020

Series 4

Date: 3/31/2023

FINRA

Current Firm

ELEVATION, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ELEVATION, LLC

TRUST BUT VERIFY

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