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FIRM PROFILE
Overview
ELEVATION, LLC is located at 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211 and was first established at Atlanta, North Carolina in 12/27/2005. After operating for 20 years, ELEVATION, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ELEVATION, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ELEVATION, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ELEVATION, LLC are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ELEVATION, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ELEVATION, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ELEVATION, LLC Comes From
Understanding the Statistics for ELEVATION, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211
Small
(704) 926-1100
North Carolina since 12/27/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 | |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | ||
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | ||
| CARTER III, WARREN SMOOT | PARTNER | 6751824 | |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 | |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | ||
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | ||
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 | |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | ||
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 | |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 | |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
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Advisor's working at ELEVATION, LLC
Patrick James Sheehan
James William Thompson JR
William Weaver Lewis III
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