AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GM

Garth Mitchell Martin

ENVOY SECURITIES
CHARLOTTE, NC
·CRD# 7433278·5 years experience

Professional Summary

Garth Mitchell Martin is a registered financial advisor currently at ENVOY SECURITIES located in Charlotte, North Carolina. Garth is registered as a RR (Registered Representative) and started their career in finance in 2021. Garth has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 79TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
View profile
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Years of Experience

5 years in the financial services industry

Current & Past Employments

ENVOY SECURITIES·CRD# 327493
BD
300 S. Tryon St. Suite 200, Charlotte, NC 28202
February 23, 2024 - Present
7M SECURITIES, LLC·CRD# 153895
BD
Charlotte, NC
November 18, 2021 - May 11, 2023

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Current Firm

ES
ENVOY SECURITIES

ENVOY SECURITIES | ENVOY SECURITIES LLC

CRD#: 327493 / SEC#: 8-71118
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

300 S. Tryon St. Suite 200, Charlotte, NC 28202

Mailing Address

300 S. Tryon St. Suite 200, Charlotte, NC 28202

Phone Number

(704) 251-5164

Established

Delaware since 05/03/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ENVOY CAPITAL ADVISORS LLCMANAGING MEMBER—
MARTIN, GARTH MITCHELLMANAGING DIRECTOR7433278
POSTIGO, KEVIN ANDREDIRECTOR6343857
SCHLEIFER, JUSTIN HAYESCHIEF COMPLIANCE OFFICER/FINOP5977433

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(5/1/2025)
RR
New York
(7/1/2024)
RR
North Carolina
(3/21/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Feb 2024About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2021About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam

Series 24 — General Securities Principal Examination

Passed Oct 2023About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Garth Mitchell Martin's CRS (Customer Relationship Summary).

Similar Advisors

David Blair Thompson
David Blair Thompson

SPARTA WEALTH PARTNERS

CHARLOTTE, NC · CRD#
DM
David Perry Miller

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#
JS
John Walter Sanders Jr.

PORTUS WEALTH ADVISORS, LLC

CHARLOTTE, NC · CRD#
JW
Jessica Paige Williams

VANGUARD ADVISERS, INC.

CHARLOTTE, NC · CRD#
GM
Follow Garth
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required