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Daniel Kenneth Norup

BETTERMENT SECURITIES
NEW YORK, NY
·CRD# 7432647·4 years experience

Professional Summary

Daniel Kenneth Norup, who also goes by Daniel Norup, is a registered financial advisor currently at BETTERMENT SECURITIES located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 1 firm and has passed the Series 7TO and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Norup

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

BETTERMENT SECURITIES·CRD# 47788
BD
450 West 33rd Street 11th Floor, New York, NY 10001
March 21, 2022 - Present

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Current Firm

BS
BETTERMENT SECURITIES

BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC

CRD#: 47788 / SEC#: 8-51906
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

450 West 33rd Street 11th Floor, New York, NY 10001

Mailing Address

450 West 33rd Street 11th Floor, New York, NY 10001

Phone Number

(212) 228-1328

Established

New York since 07/22/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BETTERMENT HOLDINGS, INC.PARENT COMPANY—
FELDMAN, RICHARD MARKPRINCIPAL FINANCIAL OFFICER2273453
KRAMER, ANDREW JONATHANPRINCIPAL OPERATIONS OFFICER6393302
KRAMER, ANDREW JONATHANPRESIDENT6393302
NORUP, DANIEL KENNETHVICE PRESIDENT7432647
ROSENBLOOM, SETH JOSEPHCHIEF LEGAL OFFICER6612490
WOLDOW, BRIAN JEFFREYCHIEF COMPLIANCE OFFICER2773616

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 24 — General Securities Principal Examination

Passed Apr 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Kenneth Norup's CRS (Customer Relationship Summary).

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