Richard Mark Feldman
Professional Summary
Richard Mark Feldman, who also goes by Rich Feldman, is a registered financial advisor currently at EXEMPLAR CAPITAL, LLC located in Mt. Pleasant, South Carolina and PACIFIC ALLIANCE ASSOCIATES LLC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 43 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rich Feldman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
TANGENT CAPITAL PARTNERS, LLC
Contact Information
Main Address
14 Wyndham Road, Short Hills, NJ 07078Mailing Address
30 Chatham Road P.o.box 708, Short Hills, NJ 07078Phone Number
(215) 816-2800Established
Delaware since 11/07/2007Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (32 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/2/2023)
(8/19/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Mark Feldman's CRS (Customer Relationship Summary).
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