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BS

Bryan Smith

MALLORY CAPITAL GROUP
Darien, CT 06820
Some features on this profile are disabled
CRD#: 7430811
BS

Professional summary

Bryan Smith is a registered financial professional currently at MALLORY CAPITAL GROUP, LLC located in Darien, Connecticut.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Bryan has worked at 2 firms and has passed the Series 63, Series 82TO, Series 22TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2024 - Present

MALLORY CAPITAL GROUP, LLC

Office #1: 62 Deepwood Road, Ste. 204, Darien, CT 06820
BD
CRD#: 108486
Darien, CT
Past

March 6, 2023 - December 22, 2023

MALLORY CAPITAL GROUP, LLC

BD
CRD#: 108486
DARIEN, CT
Past

September 4, 2021 - February 27, 2023

YOUNG AMERICA CAPITAL, LLC

BD
CRD#: 150443
MAMARONECK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/6/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/16/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 22TO
Date: 9/3/2021
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/30/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/21/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MALLORY CAPITAL GROUP, LLC
MALLORY CAPITAL GROUP, LLC

CRD#: 108486 / SEC#: , 8-53084

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
62 Deepwood Road, Ste. 204, Darien, CT 06820
Mailing Address
62 Deepwood Road, Ste. 204, Darien, CT 06820
Phone number
(203) 655-1571
Established
Connecticut since 12/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ENGINE SECURITIES MANAGERS LLCOWNER
BURNAT, ROBERT MARKFINOP1262266
WEYMANN, ALBERT CONRAD IIIPRESIDENT (12/2000), CCO (11/2004)1248304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MALLORY CAPITAL GROUP, LLC

CRD#: 108486Darien, CT 06820

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