Bryan Smith
Professional Summary
Bryan Smith is a registered financial advisor currently at MALLORY CAPITAL GROUP, LLC located in Darien, Connecticut. Bryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Bryan has worked at 2 firms and has passed the Series 63, Series 82TO, Series 22TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
MALLORY CAPITAL GROUP, LLC
Contact Information
Main Address
62 Deepwood Road, Ste. 204, Darien, CT 06820Mailing Address
62 Deepwood Road, Ste. 204, Darien, CT 06820Phone Number
(203) 655-1571Established
Connecticut since 12/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/6/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Aug 2025About the Series 82TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Sep 2021About the Series 22TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bryan Smith's CRS (Customer Relationship Summary).
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