AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AW

Albert Conrad Weymann Iii

MALLORY CAPITAL GROUP
Darien, CT
·CRD# 1248304·31 years experience

Professional Summary

Albert Conrad Weymann III, who also goes by A Conrad Weymann III, Con Weymann III, is a registered financial advisor currently at MALLORY CAPITAL GROUP, LLC located in Darien, Connecticut. Albert is registered as a RR (Registered Representative) and started their career in finance in 1994. Albert has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A Conrad Weymann Iii, Con Weymann Iii

Blog Corner

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
View profile
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Years of Experience

31 years in the financial services industry

Current & Past Employments

MALLORY CAPITAL GROUP, LLC·CRD# 108486
BD
62 Deepwood Road Suite 204, Darien, CT 06820-3203
July 30, 2001 - Present
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
March 29, 2000 - August 20, 2001
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
September 11, 1996 - December 3, 1999
EATON PARTNERS, LLC·CRD# 31170
BD
Rowayton, CT
December 15, 1994 - July 1, 1996

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Current Firm

MC
MALLORY CAPITAL GROUP, LLC

MALLORY CAPITAL GROUP, LLC

CRD#: 108486 / SEC#: 8-53084
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

62 Deepwood Road, Ste. 204, Darien, CT 06820

Mailing Address

62 Deepwood Road, Ste. 204, Darien, CT 06820

Phone Number

(203) 655-1571

Established

Connecticut since 12/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ENGINE SECURITIES MANAGERS LLCOWNER—
BURNAT, ROBERT MARKFINOP1262266
SMITH, BRYANPRINCIPAL FINANCIAL OFFICER, GENERAL SECURITIES PRINCIPAL7430811
WEYMANN, ALBERT CONRAD IIIPRESIDENT (12/2000), CCO (11/2004)1248304

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(7/31/2001)
RR
New York
(6/29/2005)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Albert Conrad Weymann III's CRS (Customer Relationship Summary).

Similar Advisors

Frank Horace Moore III
Frank Horace Moore III

UBS FINANCIAL SERVICES INC.

GREENWICH, CT · CRD#
Brian Joseph Marchini
Brian Joseph Marchini

LPL ENTERPRISE, LLC

WHITE PLAINS, NY · CRD#
Philip David Meese
Philip David Meese

AE WEALTH MANAGEMENT, LLC

Darien, CT · CRD#
MD
Matthew Richard Day

RBC CAPITAL MARKETS, LLC

STAMFORD, CT · CRD#
AW
Follow Albert
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required