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EP

Eva Susanne Pace

CONNAUGHT (U.S.)
New York, NY
·CRD# 7390975·4 years registered

Professional Summary

Eva Susanne Pace, who also goes by Eva S Pace, is a registered financial advisor currently at CONNAUGHT (U.S.) LLC located in New York, New York. Eva is registered as a RR (Registered Representative) and started their career in finance in 2022. Eva has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eva S Pace

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

CONNAUGHT (U.S.) LLCCurrent·CRD# 300401
BD
38 East 19th Street 8th Floor, New York, NY 10003
March 18, 2025 - Present

Past

BOFA SECURITIES, INC.Past·CRD# 283942
BD
New York, NY
August 22, 2022 - March 3, 2025

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Current Firm

C(
CONNAUGHT (U.S.) LLC

CONNAUGHT (U.S.) LLC

CRD#: 300401 / SEC#: 8-70323
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

6th Floor West 170 Piccadilly, London, W1J 9EJ

Mailing Address

6th Floor West 170 Piccadilly, London, W1J 9EJ

Phone Number

+44 20 7042 8097

Established

Delaware since 03/10/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONNAUGHT INTERNATIONAL LIMITEDMEMBER—
CHUNG, MICHAELFINOP/POO/PFO5739877
HENRY, RAHIMA AKHTERCO-CEO5769017
HUELIN, JAMES RICHARDCO-CEO7391107
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2025About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eva Susanne Pace's CRS (Customer Relationship Summary).

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