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Rahima Akhter Henry

CONNAUGHT (U.S.)
LONDON,
·CRD# 5769017·13 years experience

Professional Summary

Rahima Akhter Henry is a registered financial advisor currently at CONNAUGHT (U.S.) LLC. Rahima is registered as a RR (Registered Representative) and started their career in finance in 2013. Rahima has worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

CONNAUGHT (U.S.) LLC·CRD# 300401
BD
6th Floor West 170 Piccadilly, London, W1J 9EJ
June 17, 2022 - Present
CAMPBELL LUTYENS & CO. INC.·CRD# 133376
BD
London
January 30, 2020 - July 31, 2021
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
November 17, 2014 - May 29, 2019
AUTONOMOUS RESEARCH LLP·CRD# 150232
BD
London
May 23, 2013 - October 17, 2014

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Current Firm

C(
CONNAUGHT (U.S.) LLC

CONNAUGHT (U.S.) LLC

CRD#: 300401 / SEC#: 8-70323
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

6th Floor West 170 Piccadilly, London, W1J 9EJ

Mailing Address

6th Floor West 170 Piccadilly, London, W1J 9EJ

Phone Number

+44 20 7042 8097

Established

Delaware since 03/10/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONNAUGHT INTERNATIONAL LIMITEDMEMBER—
CHUNG, MICHAELFINOP/POO/PFO5739877
HENRY, RAHIMA AKHTERCO-CEO5769017
HUELIN, JAMES RICHARDCO-CEO7391107
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Rahima Akhter Henry's CRS (Customer Relationship Summary).

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