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Julian Theodore Krukowski

SIGNUM GROWTH CAPITAL
Goshen, CT
·CRD# 3070439·28 years experience

Professional Summary

Julian Theodore Krukowski, who also goes by Julian T Krukowski, is a registered financial advisor currently at SIGNUM GROWTH CAPITAL LLC located in Goshen, Connecticut and CONNAUGHT (U.S.) LLC located in New York, New York. Julian is registered as a RR (Registered Representative) and started their career in finance in 1998. Julian has worked at 22 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 4 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Julian T Krukowski

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SIGNUM GROWTH CAPITAL LLC·CRD# 300577
BD
Goshen, CT
October 29, 2019 - Present
CONNAUGHT (U.S.) LLC·CRD# 300401
BD
38 East 19th Street 8th Floor, New York, NY 10003
July 30, 2021 - Present
BERKSHIRE GLOBAL ADVISORS LP·CRD# 124180
BD
527 Madison Avenue 3rd Floor, New York, NY 10022
January 30, 2024 - Present
KENNEDY LEWIS CAPITAL MARKETS LLC·CRD# 324209
BD
225 Liberty Street 42nd Floor, New York, NY 10281
October 10, 2024 - Present
ZS SECURITIES, LLC·CRD# 339111
BD
1200 Fifth Avenue, Ste. 1500, Seattle, WA 98101
April 27, 2026 - Present
UPSTOX USA INC.·CRD# 306889
BD
Pasadena, CA
November 11, 2021 - December 1, 2023
Z-SQUARED SECURITIES, LLC·CRD# 309321
BD
New York, NY
March 26, 2021 - June 26, 2023
HUATAI SECURITIES (USA), INC.·CRD# 298809
BD
New York, NY
June 10, 2019 - August 11, 2022
GALLAGHER SECURITIES, INC·CRD# 116605
BD
New York, NY
May 15, 2018 - January 17, 2019
GLOBAL SHARES FINANCIAL SERVICES INC.·CRD# 284031
BD
Jersey City, NJ
August 9, 2017 - November 30, 2023
HARVEST USA·CRD# 165614
BD
New York, NY
May 11, 2017 - May 28, 2025
NORTH SEA SECURITIES L.P.·CRD# 35530
BD
New York, NY
June 16, 2016 - January 23, 2018
WILLIAM O'NEIL SECURITIES·CRD# 894
BD
New York, NY
December 16, 2015 - March 28, 2016
DIRECT MATCH·CRD# 226580
BD
New York, NY
October 27, 2015 - October 25, 2016
TORINO CAPITAL LLC·CRD# 157525
BD
New York, NY
May 1, 2015 - June 30, 2017
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
New York, NY
November 4, 2013 - January 28, 2015
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
August 18, 2010 - April 10, 2013
AVANZA CAPITAL MARKETS INC.·CRD# 103941
BD
New York, NY
September 15, 2006 - December 26, 2008
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
July 25, 2003 - February 12, 2010
EWEALTH SECURITIES, INC.·CRD# 25589
BD
White Plains, NY
July 18, 2000 - January 17, 2003
PNC BROKERAGE CORP·CRD# 34671
BD
Pittsburgh, PA
May 24, 1999 - December 23, 1999
PATTERSON TRAVIS, INC.·CRD# 16540
BD
Englewood, CO
June 26, 1998 - November 2, 1998

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Current Firm

ZS
ZS SECURITIES, LLC

ZS SECURITIES, LLC

CRD#: 339111 / SEC#: 8-71458
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1200 Fifth Avenue Ste. 1500, Seattle, WA 98101

Mailing Address

1200 Fifth Avenue Ste. 1500, Seattle, WA 98101

Phone Number

(206) 224-7380

Established

Washington since 10/15/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ZACHARY SCOTT & CO.SOLE MEMBER—
BERGSAGEL, BRIAN EDWINCHIEF EXECUTIVE OFFICER6140208
GUNZENHAUSER, RADFORD MICHAELFINOP, PFO, POO7253452
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Hampshire
(10/27/2021)
RR
New York
(10/31/2019)
RR
Washington
(5/8/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2011About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Julian Theodore Krukowski's CRS (Customer Relationship Summary).

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