AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BS

Benjamin Carl Stenson

BA SECURITIES
SAN DIEGO, CA
·CRD# 7367451·5 years experience

Professional Summary

Benjamin Carl Stenson is a registered financial advisor currently at BA SECURITIES, LLC located in San Diego, California. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 1 firm and has passed the Series 63, SIE and Series 79TO exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

SAN DIEGO, CA · CRD#
View profile
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Years of Experience

5 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
11622 El Camino Real, Suite 100, San Diego, CA 92130
February 12, 2022 - Present

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/12/2022)
RR
Hawaii
(1/9/2026)
RR
New York
(4/26/2024)
RR
Pennsylvania
(2/12/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2021About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2022About the SIE exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2021About the Series 79TO exam
FINRA
SRO Registrations

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Carl Stenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Paul Avila Neves
Paul Avila Neves

LPL FINANCIAL LLC

SAN DIEGO, CA · CRD#
Alice Ruiz
Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

San Diego, CA · CRD#
Nilay Barefield
Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

San Diego, CA · CRD#
Natalie Weaver Stenehjem
Natalie Weaver Stenehjem

OSAIC WEALTH, INC.

SAN DIEGO, CA · CRD#
BS
Follow Benjamin
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required