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Maria Carreras

TUDOR SECURITIES
MIAMI, FL
·CRD# 7345612·7 years experience

Professional Summary

Maria Carreras is a registered financial advisor currently at TUDOR SECURITIES, LLC located in Miami, Florida. Maria is registered as a RR (Registered Representative) and started their career in finance in 2021. Maria has worked at 1 firm and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

TUDOR SECURITIES, LLC·CRD# 287782
BD
601 Brickell Key Drive Suite 700, Miami, FL 33131
May 10, 2021 - Present

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Current Firm

TS
TUDOR SECURITIES, LLC

TUDOR SECURITIES, LLC

CRD#: 287782 / SEC#: 8-69911
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

601 Brickell Key Drive, Suite 700, Miami, FL 33131

Mailing Address

601 Brickell Key Drive, Suite 700, Miami, FL 33131

Phone Number

(786) 257-2764

Established

Florida since 12/18/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TUDOR ENTERPRISE LLCMEMBER—
CARRERAS, JUAN CARLOSCEO, CO-CCO AND MEMBER OF BOARD OF MANAGERS2170813
CARRERAS, JUAN IGNACIOCO-CCO AND MEMBER OF BOARD OF MANAGERS6623102
GILMAN, ROBERT CRAIGFINOP, PFO, POO1738412

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Apr 2021About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maria Carreras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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