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JC

Juan Ignacio Carreras

TUDOR ADVISORS
MIAMI, FL
·CRD# 6623102·10 years experience

Professional Summary

Juan Ignacio Carreras is a registered financial advisor currently at TUDOR ADVISORS LLC located in Miami, Florida and TUDOR SECURITIES, LLC located in Miami, Florida. Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Juan has worked at 3 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

TUDOR ADVISORS LLC·CRD# 297885
RIA
601 Brickell Key Drive Suite 700, Miami, FL 33131
September 17, 2018 - Present
TUDOR SECURITIES, LLC·CRD# 287782
BD
601 Brickell Key Drive, Suite 700, Miami, FL 33131
February 15, 2018 - Present
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
Cordoba
April 6, 2016 - November 27, 2018

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Current Firm

TA
TUDOR ADVISORS LLC

TUDOR ADVISORS LLC

CRD#: 297885
Florida
Registered Investment Advisory firm - Florida (9/17/2018 Approved)

Contact Information

Main Address

601 Brickell Key Drive Suite 700, Miami, FL 33131

Phone Number

(786) 257-2764

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

113

AUM (Assets Under Management)

$31,871,197

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A 50% shareholder in Ferrybay Inc., a B.V.I. business created in April 2013 to be the holding company for real estate investments. Address: Wickham's Cay, Road Town, Tortola, BVI. Duties: Investor. One hour per month, investment related; Ferrybay Inc. is the 100% owner of West Wave Services, LLC, a Florida LLC, and the investing entity in Miami real estate since August 2013. Address: 11205 NE 8th Ave, Biscayne Park, FL 33161. Position/Duties: Investor. one hour per month, investment related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(3/1/2018)
IAR
Florida
(9/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2018About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jun 2019About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2017About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2019About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Juan Ignacio Carreras's CRS (Customer Relationship Summary).

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