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Juan Carlos Carreras

TUDOR SECURITIES
MIAMI, FL
·CRD# 2170813·35 years experience

Professional Summary

Juan Carlos Carreras is a registered financial advisor currently at TUDOR SECURITIES, LLC located in Miami, Florida. Juan is registered as a RR (Registered Representative) and started their career in finance in 1991. Juan has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

TUDOR SECURITIES, LLC·CRD# 287782
BD
601 Brickell Key Drive, Suite 700, Miami, FL 33131
February 15, 2018 - Present
INDEPENDENT BROKERAGE SOLUTIONS LLC·CRD# 153563
BD
Cordoba
April 22, 2016 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 12, 1991 - July 7, 2010

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Current Firm

TS
TUDOR SECURITIES, LLC

TUDOR SECURITIES, LLC

CRD#: 287782 / SEC#: 8-69911
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

601 Brickell Key Drive, Suite 700, Miami, FL 33131

Mailing Address

601 Brickell Key Drive, Suite 700, Miami, FL 33131

Phone Number

(786) 257-2764

Established

Florida since 12/18/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TUDOR ENTERPRISE LLCMEMBER—
CARRERAS, JUAN CARLOSCEO, CO-CCO AND MEMBER OF BOARD OF MANAGERS2170813
CARRERAS, JUAN IGNACIOCO-CCO AND MEMBER OF BOARD OF MANAGERS6623102
GILMAN, ROBERT CRAIGFINOP, PFO, POO1738412

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(3/1/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2017About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1998
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Juan Carlos Carreras's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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