JO
Jacob M. Overbey
VOYA FINANCIAL ADVISORS | Financial Advisor
JACKSON, TN 38305
Some features on this profile are disabled
CRD#: 7334841
JO
Professional summary
Jacob Mitchell Overbey, who also goes by Jacob Overbey, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Jackson, Tennessee.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Overbey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT POSITION: Insurance Rep NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/04/2024 ADDRESS: 24 Old Hickory Cv, Jackson TN 38305, United States DESCRIPTION: I sell Life Insurance. Term and Whole Life. FRIENDS OF HEART POSITION: Executive Board Member NATURE: Roles & Responsibilities of an Executive Board Member1. Governanceo Exercise the rights and responsibilities provided under the Tennessee NonprofitCorporation Act.o Establish policies and provide oversight for the business and programs of Friends of Heart.o Ensure that the organization remains true to its mission and values.2. Meetingso Attend all regularly scheduled board meetings (two meetings per business quarter).o Notify the Managing Director in advance if unable to attend; excused absences will berecorded.o Review meeting materials prior to each meeting and come prepared to participate indiscussions and decision-making.3. Leadership & Supporto Actively contribute to the development and approval of strategic goals and organizationalpriorities.o Serve as an ambassador for Friends of Heart in the community, promoting awareness andsupport for our programs.o Support development efforts by giving personally in a way that is meaningful and byencouraging others to do the same.4. Commitmento Respect confidentiality regarding board discussions, organizational operations, and donoror client information.o Work collaboratively with fellow board members, staff, and volunteers to advance themission of Friends of Heart. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 74 Directors Row, Jackson TN 38305, United States DESCRIPTION: See above.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Mitchell Overbey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacob Mitchell Overbey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 24 Old Hickory Cove, Jackson, TN 38305RIA
BD
CRD#: 2882
JACKSON, TN
Current
July 31, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 24 Old Hickory Cove, Jackson, TN 38305RIA
BD
CRD#: 2882
JACKSON, TN
Past
June 3, 2021 - August 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Jackson, TN
Past
April 20, 2021 - August 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Jackson, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2024)
RR
Arkansas(7/31/2024)
RR
Illinois(7/31/2024)
RR
Kentucky(7/31/2024)
RR
Michigan(10/8/2024)
RR
Mississippi(7/31/2024)
RR
Missouri(7/31/2024)
RR
Tennessee(7/31/2024)
IAR
Tennessee(7/31/2024)
RR
Texas(7/31/2024)
IAR
Texas(7/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
Financial AdvisorCRD#: 2882Jackson, TN 38305TRUST BUT VERIFY
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Contact information
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