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Jacob Mitchell Overbey

Financial Advisor·VOYA FINANCIAL ADVISORS
JACKSON, TN
·CRD# 7334841·5 years registered

Professional Summary

Jacob Mitchell Overbey, who also goes by Jacob Overbey, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Jackson, Tennessee. Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacob Overbey

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

Website

xxxxxxxxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years registered in the securities industry

Current & Past Employments

Current

VOYA FINANCIAL ADVISORS, INC.Current·CRD# 2882
RIA
BD
24 Old Hickory Cove, Jackson, TN 38305
July 31, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.Current·CRD# 2882
RIA
BD
24 Old Hickory Cove, Jackson, TN 38305
July 31, 2024 - Present

Past

RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
RIA
Jackson, TN
June 3, 2021 - August 6, 2024
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
BD
Jackson, TN
April 20, 2021 - August 6, 2024

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Current Firm

VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.

ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

638

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (10/22/2026)

Direct owners and executive officers

NamePositionCRD#
VOYA HOLDINGS INC.100% SHAREHOLDER—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
MITCHELL, JAMES MICHAELCHIEF OPERATIONS OFFICER3176001
PAASCH, STEPHAN ANTHONYCHIEF COMPLIANCE OFFICER2968516
REILLY, JONATHAN FRANCISPRESIDENT2039032

Regulatory Assets Under Management

Total Number of Accounts

16,337

AUM (Assets Under Management)

$3,870,673,693

Disclosures

Regulatory Event

36

Arbitration

9

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT POSITION: Insurance Rep NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/04/2024 ADDRESS: 24 Old Hickory Cv, Jackson TN 38305, United States DESCRIPTION: I sell Life Insurance. Term and Whole Life. FRIENDS OF HEART POSITION: Executive Board Member NATURE: Roles & Responsibilities of an Executive Board Member1. Governanceo Exercise the rights and responsibilities provided under the Tennessee NonprofitCorporation Act.o Establish policies and provide oversight for the business and programs of Friends of Heart.o Ensure that the organization remains true to its mission and values.2. Meetingso Attend all regularly scheduled board meetings (two meetings per business quarter).o Notify the Managing Director in advance if unable to attend; excused absences will berecorded.o Review meeting materials prior to each meeting and come prepared to participate indiscussions and decision-making.3. Leadership & Supporto Actively contribute to the development and approval of strategic goals and organizationalpriorities.o Serve as an ambassador for Friends of Heart in the community, promoting awareness andsupport for our programs.o Support development efforts by giving personally in a way that is meaningful and byencouraging others to do the same.4. Commitmento Respect confidentiality regarding board discussions, organizational operations, and donoror client information.o Work collaboratively with fellow board members, staff, and volunteers to advance themission of Friends of Heart. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 74 Directors Row, Jackson TN 38305, United States DESCRIPTION: See above. FIRST PRESBYTERIAN CHURCH POSITION: Committee Member NATURE: Church Leadership Volunteer Position for Stewardship Committee. The Stewardship Committee is much more focused on planning, communication, and engagement. Our current focus is on planning the stewardship campaign, including establishing campaign dates and coordinating marketing and communication efforts that will be sent to the congregation. The committee also speaks to the congregation about stewardship, ministry impact, and the importance of supporting the church's mission. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 1573 N Highland Avenue, Jackson TN 38301, United States DESCRIPTION: The Stewardship Committee is much more focused on planning, communication, and engagement. Our current focus is on planning the stewardship campaign, including establishing campaign dates and coordinating marketing and communication efforts that will be sent to the congregation. The committee also speaks to the congregation about stewardship, ministry impact, and the importance of supporting the church's mission.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.

ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/31/2024)
RR
Arkansas
(7/31/2024)
RR
Georgia
(9/26/2026)
RR
Illinois
(7/31/2024)
RR
Kentucky
(7/31/2024)
RR
Michigan
(10/8/2024)
RR
Mississippi
(7/31/2024)
RR
Missouri
(7/31/2024)
RR
Tennessee
(7/31/2024)
IAR
Tennessee
(7/31/2024)
RR
Texas
(7/31/2024)
IAR
Texas
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Jacob Mitchell Overbey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jacob Mitchell Overbey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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