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Stephan Anthony Paasch

VOYA FINANCIAL ADVISORS
WINDSOR, CT
·CRD# 2968516·29 years experience

Professional Summary

Stephan Anthony Paasch, who also goes by Steve Paasch, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut and VOYA FINANCIAL PARTNERS, LLC located in Pooler, Georgia. Stephan is registered as a RR (Registered Representative) and started their career in finance in 1997. Stephan has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Paasch

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
BD
1. One Orange Way, C4-s, Windsor, CT 060952. Pooler, GA
January 31, 2011 - Present
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Pooler, GA
August 4, 2021 - Present
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.·CRD# 19242
BD
Windsor, CT
May 2, 2012 - October 30, 2013
VOYA RETIREMENT ADVISORS, LLC·CRD# 3989
BD
Windsor, CT
May 2, 2012 - October 30, 2013
SLD AMERICA EQUITIES, INC.·CRD# 36259
BD
Windsor, CT
May 2, 2012 - October 30, 2013
DIRECTED SERVICES LLC·CRD# 21675
BD
Windsor, CT
May 2, 2012 - October 30, 2013
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
November 21, 1997 - October 30, 2013

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Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

55

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(1/31/2011)
RR
Georgia
(8/3/2026)
RR
South Carolina
(6/28/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1997About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2005About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Nov 2004About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2000About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephan Anthony Paasch's CRS (Customer Relationship Summary).

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