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Frederick Henry Bohn

VOYA FINANCIAL ADVISORS
WINDSOR, CT
·CRD# 5791728·14 years experience

Professional Summary

Frederick Henry Bohn is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut and VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. Frederick is registered as a RR (Registered Representative) and started their career in finance in 2013. Frederick has worked at 6 firms and has passed the SIE, Series 99 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
BD
One Orange Way, C4-s, Windsor, CT 06095
August 3, 2012 - Present
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
One Orange Way, Windsor, CT 06095
October 4, 2013 - Present
DIRECTED SERVICES LLC·CRD# 21675
BD
Windsor, CT
December 15, 2015 - May 6, 2019
SLD AMERICA EQUITIES, INC.·CRD# 36259
BD
Windsor, CT
December 15, 2015 - August 19, 2021
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.·CRD# 19242
BD
Windsor, CT
October 4, 2013 - March 4, 2014
VOYA RETIREMENT ADVISORS, LLC·CRD# 3989
BD
Windsor, CT
October 4, 2013 - November 29, 2016

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Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

55

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Aug 2012About the Series 99 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2018About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frederick Henry Bohn's CRS (Customer Relationship Summary).

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