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Alexandrea Gazlay

SOFI SECURITIES
New York, NY
·CRD# 7317942·6 years experience

Professional Summary

Alexandrea Gazlay, who also goes by Alexandrea Flint, Ali Gazlay, is a registered financial advisor currently at SOFI SECURITIES LLC located in New York, New York and COMPOSER SECURITIES LLC located in Glenview, Illinois. Alexandrea is registered as a RR (Registered Representative) and started their career in finance in 2021. Alexandrea has worked at 5 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexandrea Flint, Ali Gazlay

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

SOFI SECURITIES LLC·CRD# 151717
BD
860 Washington Street 2nd Floor, New York, NY 10014
May 4, 2026 - Present
COMPOSER SECURITIES LLC·CRD# 325118
BD
Glenview, IL
August 26, 2026 - Present
U.S. BANCORP ADVISORS, LLC·CRD# 14455
BD
Chicago, IL
November 25, 2024 - April 28, 2026
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Chicago, IL
September 30, 2024 - April 28, 2026
WOLVERINE EXECUTION SERVICES, LLC·CRD# 120719
BD
Chicago, IL
January 1, 2021 - September 16, 2024

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Current Firm

CS
COMPOSER SECURITIES LLC

COMPOSER | COMPOSER SECURITIES LLC

CRD#: 325118 / SEC#: 8-71057
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121

Mailing Address

2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121

Phone Number

(305) 857-5828

Established

Delaware since 01/12/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPOSER TECHNOLOGIES, INC.SOLE MEMBER—
HOUK, PHILIPCHIEF EXECUTIVE OFFICER AND CHIEF BROKERAGE OFFICER6117722
MACHADO PINTO E SILVA, BRUNOCHIEF COMPLIANCE OFFICER7237558
SPEZIALE, RICHARD SALVATOREFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1192739

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Dec 2020About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2020About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2023About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alexandrea Gazlay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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