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PH

Philip Houk

SOFI SECURITIES
New York, NY
·CRD# 6117722·13 years experience

Professional Summary

Philip Houk, who also goes by Philip Adler Houk, is a registered financial advisor currently at SOFI SECURITIES LLC located in New York, New York and COMPOSER SECURITIES LLC located in Glenview, Illinois. Philip is registered as a RR (Registered Representative) and started their career in finance in 2012. Philip has worked at 4 firms and has passed the Series 7TO, Series 57TO, SIE, Series 56 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Philip Adler Houk

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SOFI SECURITIES LLC·CRD# 151717
BD
860 Washington Street 2nd Floor, New York, NY 10014
November 5, 2025 - Present
COMPOSER SECURITIES LLC·CRD# 325118
BD
Glenview, IL
July 29, 2026 - Present
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
March 25, 2021 - August 3, 2023
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
August 18, 2017 - May 9, 2019
PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
December 14, 2012 - November 10, 2017

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Current Firm

CS
COMPOSER SECURITIES LLC

COMPOSER | COMPOSER SECURITIES LLC

CRD#: 325118 / SEC#: 8-71057
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121

Mailing Address

2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121

Phone Number

(305) 857-5828

Established

Delaware since 01/12/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPOSER TECHNOLOGIES, INC.SOLE MEMBER—
HOUK, PHILIPCHIEF EXECUTIVE OFFICER AND CHIEF BROKERAGE OFFICER6117722
MACHADO PINTO E SILVA, BRUNOCHIEF COMPLIANCE OFFICER7237558
SPEZIALE, RICHARD SALVATOREFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1192739

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/29/2026)
RR
District of Columbia
(7/29/2026)
RR
Florida
(7/29/2026)
RR
Louisiana
(7/29/2026)
RR
Maryland
(7/29/2026)
RR
Puerto Rico
(7/29/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Feb 2026About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Dec 2012

Series 24 — General Securities Principal Examination

Passed Feb 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Philip Houk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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