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Richard Salvatore Speziale

BRUCE A. LEFAVI SECURITIES
SALT LAKE CITY, UT
·CRD# 1192739·43 years experience

Professional Summary

Richard Salvatore Speziale, who also goes by Richard Speziale, Rick Speziale, is a registered financial advisor currently at BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah and OPENCASH located in Haverford, Pennsylvania. Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 34 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Speziale, Rick Speziale

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BRUCE A. LEFAVI SECURITIES, INC.·CRD# 10684
BD
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
August 1, 2022 - Present
OPENCASH·CRD# 317007
BD
521 W. Lancaster Ave Fl 2, Haverford, PA 19041
June 26, 2023 - Present
COMPOSER SECURITIES LLC·CRD# 325118
BD
2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121
September 12, 2023 - Present
ARCHITECT SECURITIES LLC·CRD# 328167
BD
1400 N. Kingsbury Suite 2c, Chicago, IL 60642
September 26, 2024 - Present
NOMAD INVESTMENT SERVICES·CRD# 324105
BD
20-102a 200 S Biscayne Blvd, Miami, FL 33131
May 22, 2025 - Present
ORTEX SECURITIES LLC·CRD# 322213
BD
Loddington
June 29, 2025 - Present
BAINBRIDGE INVESTMENT BANK·CRD# 304472
BD
12636 High Bluff Drive Suite 400, San Diego, CA 92130
December 11, 2025 - Present
ALTERNATIVE MARKETS·CRD# 336243
BD
Ponte Vedra Beach, FL
February 3, 2026 - Present
Unknown Firm·
485 Madison Avenue 15th Floor, New York, NY 10022
September 21, 2026 - Present
THE FORBES SECURITIES GROUP LLC·CRD# 288142
BD
Greenwood Village, CO
November 1, 2024 - August 1, 2025
CUATRO CAPITAL SECURITIES LLC·CRD# 328082
BD
San Juan, PR
July 24, 2024 - October 20, 2024
SYNAPSE BROKERAGE LLC·CRD# 137662
BD
Parker, CO
December 1, 2023 - July 2, 2024
MOMENT MARKETS, LLC·CRD# 325062
BD
New York, NY
September 18, 2023 - May 23, 2025
MAIN STREET SECURITIES LLC·CRD# 324347
BD
Austin, TX
June 20, 2023 - August 10, 2023
UNIFIMONEY SECURITIES LLC·CRD# 321167
BD
Mill Valley, CA
April 21, 2023 - June 29, 2023
ORTEX SECURITIES LLC·CRD# 322213
BD
New York, NY
April 17, 2023 - July 31, 2024
PARTNERS FINANCE·CRD# 315067
BD
Houston, TX
April 13, 2023 - December 5, 2023
NORTHBOUND SECURITIES LLC·CRD# 314549
BD
Weston, FL
March 23, 2023 - August 30, 2024
OPENCASH·CRD# 317007
BD
Haverford, PA
November 22, 2022 - May 12, 2023
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
April 18, 2022 - August 12, 2022
LANARK FINANCIAL, INC.·CRD# 17870
BD
Birmingham, AL
August 20, 2021 - June 16, 2023
IFP SECURITIES, LLC·CRD# 297287
BD
Tampa, FL
February 3, 2020 - January 3, 2022
AARON CAPITAL INCORPORATED·CRD# 28583
BD
Columbus, GA
July 9, 2019 - May 1, 2020
VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
Brooklyn, OH
October 19, 2007 - October 22, 2007
PROFUNDS DISTRIBUTORS, INC.·CRD# 19541
BD
Bethesda, MD
October 19, 2007 - October 22, 2007
HEARTLAND INVESTOR SERVICES, LLC·CRD# 29693
BD
Boston, MA
October 19, 2007 - October 22, 2007
CITI DISTRIBUTION SERVICES, INC.·CRD# 29244
BD
Boston, MA
October 19, 2007 - October 22, 2007
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
May 4, 2000 - January 2, 2001
LEWCO SECURITIES CORP.·CRD# 6661
BD
Jersey City, NJ
May 4, 2000 - January 4, 2001
CITICORP SECURITIES SERVICES, INC.·CRD# 15387
BD
New York, NY
July 21, 1999 - September 10, 2004
CITIGROUP GLOBAL MARKETS PUERTO RICO INC.·CRD# 40586
BD
San Juan, PR
March 23, 1999 - February 12, 2007
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
January 9, 1998 - September 1, 1998
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
December 11, 1997 - January 2, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 20, 1994 - October 17, 2013
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 30, 1991 - July 6, 1994
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
July 12, 1985 - April 3, 1987
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
November 16, 1983 - May 21, 1985

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Current Firm

AM
ALTERNATIVE MARKETS

ALTERNATIVE MARKETS | ALTERNATIVE MARKETS, LLC

CRD#: 336243 / SEC#: 8-71372
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

59 Troon Trace, Ponte Vedra Beach, FL 32082

Mailing Address

59 Troon Trace, Ponte Vedra Beach, FL 32082

Phone Number

(757) 784-7055

Established

Delaware since 04/03/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
A HOLD CORPORATIONSOLE MEMBER—
ABEYWICKRAMA, KUSHAL MICHAELCCO6944964
MOREIRO, ROBERTO NMNCEO7193031
SPEZIALE, RICHARD SALVATOREFINOP1192739

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(3/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2025About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Nov 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2024About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2025About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2019About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Richard Salvatore Speziale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RS
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