Michael T. Perillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Perillo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2007 - August 28, 2012
SOGOTRADE, INC.
March 19, 2002 - February 28, 2006
PENN PLAZA BROKERAGE, LTD.
April 16, 1998 - April 25, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
December 21, 1995 - November 28, 2000
GLOBAL ACCESS FINANCIAL SERVICES
October 20, 1995 - November 13, 1995
GLOBAL ACCESS FINANCIAL SERVICES
January 24, 1991 - November 14, 1995
OSAIC FS, INC.
December 12, 1984 - November 30, 1990
G. R. PHELPS & CO., INC.
March 21, 1983 - December 19, 1984
SIGNATOR INVESTORS, INC.
November 24, 1982 - March 14, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 25, 1982 - February 23, 1983
NATHAN & LEWIS SECURITIES, INC.
May 24, 1981 - February 27, 1984
MONARCH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOGOTRADE, INC.
CRD#: 17912 / SEC#: , 8-35930
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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