Richard Brian Connor
Professional Summary
Richard Brian Connor, who also goes by Richard Brian Connor, Richard Connor, Brian Connor, is a registered financial advisor currently at MARKETRIDERS located in Chesterfield, Missouri and SOGOTRADE, INC. located in Chesterfield, Missouri. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 57, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Brian Connor, Richard Connor, Brian Connor
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.
Contact Information
Main Address
1 Mcbride & Son Center Dr. Suite 288, Chesterfield, MO 63005Phone Number
(866) 990-3837# of Employees
6SEC notice filing (26 States and Territories)
Registered to provide investment advisory services in 26 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
477AUM (Assets Under Management)
$362,985,152Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MARKETRIDERS | SOGOTRADE ASSET MANAGEMENT | NAME 201 | MARKETRIDERS, INC.
State Registrations and Notice Filings
(4/12/2023)
(4/25/2023)
(4/12/2023)
(4/25/2023)
(4/12/2023)
(4/4/2025)
(4/12/2023)
(3/30/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Brian Connor's CRS (Customer Relationship Summary).
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